JOSEPH NGUYEN

JOSEPH NGUYEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (11)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-04-23presentYes
STRATEGIC ADVISERS LLC2025-03-312025-04-07
FIDELITY PERSONAL AND WORKPLACE ADVISORS2023-11-212025-03-31
MORGAN STANLEY SMITH BARNEY LLC2023-09-052023-10-20
HARRISDIRECT LLC2015-12-102023-09-05
STRATEGIC ADVISERS LLC2015-04-022016-01-06
CITIGROUP GLOBAL MARKETS INC.2012-08-012013-07-17
WELLS FARGO CLEARING SERVICES, LLC2011-01-032012-07-17
WELLS FARGO INVESTMENTS, LLC2008-08-142011-01-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-11-302008-06-24
WELLS FARGO INVESTMENTS, LLC2006-03-222007-11-13

More