NICHOLAS JAY ROBERTS

NICHOLAS JAY ROBERTS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2022-09-08presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012022-09-12
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2007-02-082007-04-02

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