DIANA REGINA KLEPER-GILKES

DIANA REGINA KLEPER-GILKES is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

Registration history (5)

FirmFromToCurrent
ROCKEFELLER CAPITAL MANAGEMENT2024-08-09presentYes
ROCKEFELLER FINANCIAL LLC2019-09-11presentYes
MORGAN STANLEY SMITH BARNEY LLC2017-09-282019-08-23
UBS FINANCIAL SERVICES INC.2009-02-062017-09-06
CITIGROUP GLOBAL MARKETS INC.2007-06-142009-02-26

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