VINOD GUPTA is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-06-02 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-08-08 | 2009-05-13 | — |