ANNETTE M SMITH is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-07-31 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-12-16 | 2015-08-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-08-06 | 2013-11-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-11-22 | 2012-08-06 | — |