Katie Carlson is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with M HOLDINGS SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | 2025-01-17 | present | Yes |
| CONTINUUM ADVISORY, LLC | 2021-05-06 | 2023-01-12 | — |
| SILVERHAWK ASSET MANAGEMENT, LLC | 2016-09-02 | 2020-02-05 | — |
| RAYMOND JAMES & ASSOCIATES, INC. | 2015-10-16 | 2016-03-24 | — |
| OPPENHEIMER & CO. INC. | 2014-06-19 | 2015-11-03 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-12-11 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-07-27 | 2009-06-01 | — |