SETH FINKELSTEIN

SETH FINKELSTEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-03-06presentYes
IC ADVISORY SERVICES, INC.2016-07-082025-03-06
AMERIPRISE FINANCIAL SERVICES, LLC2010-05-072016-07-13
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-05-26
CITIGROUP GLOBAL MARKETS INC.2006-01-272009-06-01

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