MICHAEL JOSEPH PUMO

MICHAEL JOSEPH PUMO is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2023-10-06presentYes
UBS FINANCIAL SERVICES INC.2011-10-142023-10-30
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-11-04
CITIGROUP GLOBAL MARKETS INC.2006-02-072009-06-01

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