GWENAELLE ROMAIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-01-18 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-12-10 | 2014-02-18 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-07-30 | 2009-11-24 | — |
| UBS FINANCIAL SERVICES INC. | 2007-11-01 | 2009-05-13 | — |
| INVESTOR SOLUTIONS | 2006-03-14 | 2007-07-24 | — |