LOCKE Y CARTER is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2009-02-03 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2006-03-06 | 2009-02-17 | — |