VERONICA NAOMI KERN

VERONICA NAOMI KERN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (6)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2025-10-27presentYes
MORGAN STANLEY SMITH BARNEY LLC2019-01-112022-05-24
J.P. MORGAN SECURITIES LLC2017-08-282018-12-06
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-12-042017-07-26
WELLS FARGO CLEARING SERVICES, LLC2007-05-072015-10-15
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-05-012007-02-27

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