Carolyn Vertovec is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with THE RETIREMENT PLANNING GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| THE RETIREMENT PLANNING GROUP, LLC | 2025-03-31 | present | Yes |
| LPL FINANCIAL LLC | 2024-07-02 | 2024-10-14 | — |
| UBS FINANCIAL SERVICES INC. | 2021-11-17 | 2024-04-16 | — |
| PRUCO SECURITIES, LLC | 2020-07-23 | 2021-11-11 | — |
| FISHER ASSET MANAGEMENT, LLC | 2019-09-20 | 2020-05-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-11-26 | 2019-09-13 | — |
| VSR FINANCIAL SERVICES, INC. | 2009-09-23 | 2010-09-30 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-10-24 | 2009-06-23 | — |