RICHARD LAWRENCE SCHMOCK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2024-02-22 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2020-08-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-04-23 | 2020-08-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-03-16 | 2013-04-08 | — |