Anna Lam is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2024-06-24 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2018-10-08 | 2024-06-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-10-02 | 2018-09-27 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2013-03-11 | 2015-10-19 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2013-03-04 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-08-21 | 2011-01-03 | — |
| WELLS FARGO INVESTMENTS, LLC | 2006-02-27 | 2007-12-21 | — |