Monica Schmidt Stempel is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-09-30 | present | Yes |
| ONE CAPITAL MANAGEMENT, LLC | 2018-05-23 | 2020-05-01 | — |
| ASSETMARK, INC. | 2008-04-28 | 2018-05-14 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2006-12-18 | 2008-02-04 | — |