JAMES CHRISTOPHER SIMS

JAMES CHRISTOPHER SIMS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2024-06-20presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2020-01-152024-04-26
PRUCO SECURITIES, LLC2019-08-142019-12-16
MORGAN STANLEY SMITH BARNEY LLC2011-05-102018-08-06
CHASE INVESTMENT SERVICES CORP.2008-10-212010-02-17

More