Ray Au is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2026-01-16 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-07-11 | 2026-01-20 | — |
| HSBC SECURITIES (USA) INC. | 2017-05-23 | 2022-07-15 | — |