William A Sarmiento

William A Sarmiento is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2018-07-26presentYes
MORGAN STANLEY SMITH BARNEY LLC2013-03-222017-07-19
MORGAN STANLEY SMITH BARNEY LLC2010-06-222011-10-26
UBS FINANCIAL SERVICES INC.2010-02-092010-05-21

More