ROGER SEIKWAN TOGUCHI is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2010-09-02 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-09-14 | — |
| MORGAN STANLEY & CO. LLC | 2007-05-16 | 2009-06-01 | — |
| WELLS FARGO INVESTMENTS, LLC | 2006-05-02 | 2007-03-26 | — |