Mary Caulfield is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-01-19 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-11-28 | 2020-12-22 | — |