DANIEL I BAROTZ is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with FOCUSED ALPHA, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FOCUSED ALPHA, LLC | 2021-03-12 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-08-26 | 2021-01-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-09-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2007-02-16 | 2007-04-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-09-11 | 2007-02-21 | — |