RICHARD LEE BASSETT

RICHARD LEE BASSETT is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (9)

FirmFromToCurrent
LPL FINANCIAL LLC2025-10-17presentYes
CHARLES SCHWAB & CO., INC.2022-01-262025-10-19
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2019-06-132023-09-07
TD AMERITRADE, INC.2019-06-132022-10-14
CHARLES SCHWAB & CO., INC.2018-04-232019-06-14
STRATEGIC ADVISERS LLC2012-01-202018-04-11
CHASE INVESTMENT SERVICES CORP.2009-11-032011-11-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-02-142008-12-22
MML INVESTORS SERVICES, LLC2006-09-182007-01-11

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