James Robert Moulton is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-06-29 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2015-12-07 | 2022-05-01 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2015-11-23 | — |
| CHASE INVESTMENT SERVICES CORP. | 2010-04-07 | 2012-10-01 | — |
| HARRISDIRECT LLC | 2009-09-29 | 2010-04-09 | — |