GUY ALLEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-07-08 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2010-09-23 | 2011-07-06 | — |
| TD AMERITRADE, INC. | 2010-09-14 | 2011-07-06 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-11-15 | 2010-09-08 | — |
| UBS FINANCIAL SERVICES INC. | 2006-07-11 | 2007-04-12 | — |