DANIEL HENRY ROTHENBERG is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2019-12-04 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2010-11-01 | 2019-12-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-11-12 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2006-06-27 | 2007-04-02 | — |