KATARINA STEIN

KATARINA STEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 11 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (12)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-02-262025-03-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-09-242021-02-08
AMERIPRISE FINANCIAL SERVICES, LLC2018-08-292020-08-13
ALLSTATE FINANCIAL ADVISORS, LLC2018-04-182018-08-16
CHARLES SCHWAB & CO., INC.2015-09-012018-04-13
CAPITAL ONE ADVISORS, LLC2015-01-282015-08-11
CAPITAL ONE FINANCIAL ADVISORS LLC2014-04-242015-01-28
WELLS FARGO CLEARING SERVICES, LLC2010-04-222014-04-22
M&T SECURITIES, INC.2008-08-222010-03-19
PNC WEALTH MANAGEMENT2007-08-222008-08-13
AMERIPRISE FINANCIAL SERVICES, LLC2006-06-202006-09-01

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