THANH H LE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-12-14 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-05-08 | 2015-07-14 | — |
| LPL FINANCIAL LLC | 2011-03-10 | 2013-02-22 | — |
| UBS FINANCIAL SERVICES INC. | 2008-09-17 | 2010-07-19 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-01-23 | 2008-10-02 | — |