KATHLEEN MARIE DUNN

KATHLEEN MARIE DUNN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with MARINER, LLC.

Registration history (4)

FirmFromToCurrent
MARINER, LLC2009-05-15presentYes
UBS FINANCIAL SERVICES INC.2006-08-252009-06-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-07-212006-07-28
PIPER SANDLER & CO.2006-07-142006-08-17

More