JAMES FRANCIS PEASLEY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2008-12-22 | present | Yes |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-12-15 | — |
| MORGAN STANLEY DW INC. | 2006-08-03 | 2007-04-02 | — |