Anna Sime

Anna Sime is an investment adviser representative (IAR) with state registration records since 2007, appearing at 11 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (13)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2025-08-05presentYes
SCHWAB WEALTH ADVISORY, INC.2022-01-102023-07-21
WELLS FARGO CLEARING SERVICES, LLC2019-09-042021-12-08
CITIGROUP GLOBAL MARKETS INC.2017-11-202019-06-25
HSBC SECURITIES (USA) INC.2017-02-072017-12-06
EQUITABLE ADVISORS, LLC2016-10-212016-11-22
WELLS FARGO CLEARING SERVICES, LLC2013-06-072016-08-31
J.P. MORGAN SECURITIES LLC2012-10-012013-03-27
CHASE INVESTMENT SERVICES CORP.2012-05-172012-10-01
TD AMERITRADE, INC.2011-11-092012-05-03
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2011-11-092012-05-03
CHASE INVESTMENT SERVICES CORP.2008-09-162011-11-08
STRATEGIC ADVISERS LLC2007-12-062008-04-28

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