NICHOLAS R FLATNESS is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2020-02-06 | present | Yes |
| PARK AVENUE SECURITIES LLC | 2017-11-29 | 2020-01-31 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2017-11-14 | — |
| MSI FINANCIAL SERVICES, INC. | 2014-08-12 | 2017-03-25 | — |
| WADDELL & REED | 2013-11-21 | 2014-07-22 | — |