ALISON TUBBS MANDI is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-07-23 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2008-12-16 | 2021-08-10 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-02-19 | 2008-12-18 | — |
| UBS FINANCIAL SERVICES INC. | 2007-07-03 | 2008-02-22 | — |