SPENCER L OMAN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-09-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2012-08-23 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-11-10 | 2011-01-03 | — |