Thomas Faller is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-14 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-05-21 | 2023-09-07 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2015-01-27 | 2018-05-14 | — |
| J.P. MORGAN SECURITIES LLC | 2014-11-05 | 2015-01-29 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-04-26 | 2014-11-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-06-17 | 2013-04-12 | — |