SCOTT CHARLES SERAFIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2024-09-19 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-02-02 | 2024-10-14 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-09-13 | 2009-02-10 | — |