Thomas Mains is an investment adviser representative (IAR) with state registration records since 2024, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-04-03 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2024-02-07 | 2024-04-02 | — |