PABLO ESTEBAN ROCA

PABLO ESTEBAN ROCA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (5)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2022-12-14presentYes
WELLS FARGO CLEARING SERVICES, LLC2009-08-112022-12-01
MSI FINANCIAL SERVICES, INC.2008-04-092009-07-27
MORGAN STANLEY & CO. LLC2007-04-022008-02-04
MORGAN STANLEY DW INC.2006-09-262007-04-02

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