SPENCER O SOUTHWELL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-10-04 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2017-05-02 | 2018-09-28 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2008-10-15 | 2013-09-12 | — |
| TD AMERITRADE, INC. | 2008-10-15 | 2022-10-14 | — |