JAMES PAUL GRIFFIN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with OCCIDENTAL ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OCCIDENTAL ASSET MANAGEMENT, LLC | 2024-01-12 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2022-04-14 | 2024-01-10 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2010-02-25 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2010-02-25 | 2022-10-14 | — |