KATY MCLEAN UZPEN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2012-03-30 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2012-01-05 | 2012-03-30 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-07-26 | 2012-01-04 | — |