CINDY NGOC DUONG is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2015-11-25 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2015-09-02 | 2015-11-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-02-16 | 2014-11-18 | — |
| WELLS FARGO INVESTMENTS, LLC | 2007-02-16 | 2010-02-16 | — |