ERNEST LAU is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-08-27 | present | Yes |
| STRATEGIC ADVISERS LLC | 2025-03-31 | 2025-08-14 | — |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2022-03-29 | 2025-03-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2022-01-19 | — |
| WELLS FARGO INVESTMENTS, LLC | 2006-10-13 | 2011-01-03 | — |