SOPHIA OH-NGUYEN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2024-10-30 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2024-06-11 | 2024-10-18 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-06-23 | 2024-06-04 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2020-04-01 | 2020-04-21 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2018-09-12 | 2020-03-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-05-11 | 2018-09-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-11-18 | 2016-07-21 | — |