Seamus Joseph Whalen is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-04-22 | present | Yes |
| OSAIC FA, INC. | 2023-12-07 | 2024-04-19 | — |
| J.P. MORGAN SECURITIES LLC | 2015-04-15 | 2023-12-13 | — |
| SANTANDER SECURITIES LLC | 2013-04-30 | 2015-04-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-12-17 | 2013-04-15 | — |