THOMAS Richard HEPTIG is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-12-08 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2021-02-17 | 2021-12-06 | — |