JAMES WONG is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-07-21 | present | Yes |
| WADDELL & REED | 2011-05-05 | 2021-07-21 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2007-01-08 | 2011-04-28 | — |