James R. Fleming is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2022-09-01 | present | Yes |
| CREATIVE PLANNING, LLC | 2021-04-08 | 2022-08-23 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2013-12-04 | 2018-04-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-07-19 | 2011-12-31 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-01-09 | 2010-07-20 | — |