THERESA MARIE YATES is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2019-09-04 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-07-01 | 2019-09-05 | — |
| UBS FINANCIAL SERVICES INC. | 2008-01-18 | 2009-07-22 | — |