RAAJ Arvind GUPTA

RAAJ Arvind GUPTA is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with VANGUARD ADVISERS, INC..

Registration history (5)

FirmFromToCurrent
VANGUARD ADVISERS, INC.2022-04-07presentYes
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2009-01-292020-12-31
TD AMERITRADE, INC.2009-01-292021-01-11
PNC WEALTH MANAGEMENT2008-06-022008-07-30
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-02-162008-05-08

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