William E Newman

William E Newman is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2026-03-10presentYes
MORGAN STANLEY SMITH BARNEY LLC2021-11-082025-06-09
VANGUARD ADVISERS, INC.2020-12-022021-09-30
MORGAN STANLEY SMITH BARNEY LLC2014-02-192020-11-13
EQUITABLE ADVISORS, LLC2008-11-042008-12-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-11-082008-08-26

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